Session Information
23 SES 01 B, Diverse emerging topics
Paper Session
Contribution
Introduction
A longstanding distinction in public policy differentiates between top-down processes, where policies dictated by higher-level authorities influence implementation on the ground, and bottom-up processes, where ground-level actors shape implemented policy and even influence higher-level decision-making. Studies have found that teachers and principals play a critical role in shaping education policy (Ball, Maguire, et al., 2011; Giudici, 2021) and that top-down processes by themselves are insufficient to create change in education systems (McLure & Aldridge, 2023). This study aimed to examine the influence of teachers and principals on education policy and its implementation in the field of school discipline in Israel, in times of frequent policy changes (Ministry of Education, 2015, 2020, 2023). The study focused on identifying the challenges and implications stemming from the interpretation and implementation of educational discipline policy in Israel.
Theoretical Background
Many studies in the field of discipline policy have focused on policy changes at the national level. For instance, Fast explained the adoption of a centralized and stringent discipline policy as a result of legitimacy struggles of the Psychological-Counselling Services in the Ministry of Education (Fast, 2016). Policy implementation is influenced by various contextual factors. For example, the implementation of a reform aimed at reducing punitive measures was struggling for schools serving disadvantaged populations (Anderson & McKenzie, 2022). Several studies have examined the relative influence of different actors on discipline policies in schools. The most comprehensive study in this field found that school principals perceive themselves as the most influential factor in shaping school discipline policies, with teachers as the second most influential group (Curran, 2017). At the classroom level, surveys among teachers indicate that they feel relatively autonomous in enforcing classroom discipline (Jerrim et al., 2023; Sparks et al., 2015).
The significant influence of educators stems from their role as street-level bureaucrats (SLBs) (Lipsky, 2010), who are responsible for implementing, influencing, and even altering policies on the ground. Lipsky explains that SLBs are accountable both to official policy directives and to citizens, requiring them to make complex decisions under conditions of time and resource constraints. In facing these challenges, their decisions effectively shape new policy (Lipsky, 2010).
Ball and colleagues (e.g., Ball, Hoskins, et al., 2011) examined how teachers interpret education policies, showing that policy isn’t formed by the government and implemented by teachers. Rather, policies are constructed in a complex, disorderly process by various stakeholders, from senior officials to classroom teachers, through translating and interpreting directives and policy documents (Ball, Hoskins, et al., 2011). In many ways, these studies address sense-making, a process triggered by uncertainty in which individuals strive to understand a situation and enable action within it (Sandberg & Tsoukas, 2015; Weick et al., 2005).
While those studies map some important factors that affect the enactment of education policy as a whole and disciplinary policies specifically, there is still a gap in the literature concerning the cognitive and social processes through which teachers and principals interpret national discipline policies, shape discipline policies of schools and navigate the associated challenges and implications.
Method
This qualitative study is based on semi-structured in-depth interviews with 30 educators, including 10 school principals and 20 teachers. All participants were employed in public schools in the Haifa and Northern districts of Israel. Beyond this similarity, participants were purposefully sampled to maximize diversity in terms of age, tenure, gender, student age groups, and students’ socioeconomic status. The sample also included participants from both urban and rural schools. Interviews lasted 45–90 minutes. The interviews questions regarded the disciplinary policy in the school or class and how it was formed, autonomy and commitment regarding disciplinary policies, and attitudes towards the Ministry of Education disciplinary policy. All interviews were recorded and transcribed. The transcriptions were then analysed using Dedoose© software following a categorical analysis approach rooted in grounded theory (Strauss & Corbin, 1998). Two researchers analysed the texts independently, compared findings, and conducted discussions until consensus was reached.
Expected Outcomes
The findings revealed that educators viewed policy texts as lengthy, complex, and impossible to fully internalize. These views created an “implementation gap”, as the policies failed to influence the establishment and enforcement of school behavior standards, and educators relied primarily on their own judgement in disciplinary decisions. This “implementation gap” introduced challenges that were linked to the educators’ uncertainty about whether their actions adhered to Ministry of Education directives. In extreme cases however, and often retrospectively, staff and parents referred to policy documents, “invoking” the policy either to ensure legal protection or to resolve disputes over previously enacted policies. Established theories of sense-making and SLB assume the existence of defined policies led by higher authorities and implemented by ground-level actors (Lipsky, 2010). The findings suggest that discipline policy in Israel is a "dead letter," with teachers and principals primarily relying on their own judgment. Participants perceived this situation as autonomy in managing classroom and school discipline policies. However, they remained uncertain about the boundaries of this autonomy and constantly feared unknowingly violating regulations. It can thus be argued that teachers engage in sense-making (Sandberg & Tsoukas, 2015), not to make sense of existing policy but rather to explain its absence from their daily professional lives. Maguire and colleagues (Maguire et al., 2015) differentiated between policies enforced by the state and those that remain advisory. Our findings indicate that Israeli discipline policy attempts to straddle these two approaches. On the one hand, there is no attempt to instil or enforce the Ministry of Education’s discipline policy routinely. On the other hand, extreme circumstances or parental complaints drive staff to reactively "invoke" formal policy as SLBs. This study highlights the duality and manipulation inherent in Israel’s discipline policy, oscillating between non-enforcement in routine situations and reactive enforcement in extreme cases.
References
Anderson, K. P., & McKenzie, S. (2022). Local implementation of state-level discipline policy: Administrator perspectives and contextual factors associated with compliance. AERA Open, 8. https://doi.org/10.1177/23328584221075341 Ball, S. J., Hoskins, K., Maguire, M., & Braun, A. (2011). Disciplinary texts: A policy analysis of national and local behaviour policies. Critical Studies in Education, 52(1), 1–14. https://doi.org/10.1080/17508487.2011.536509 Ball, S. J., Maguire, M., Braun, A., & Hoskins, K. (2011). Policy actors: Doing policy work in schools. Discourse: Studies in the Cultural Politics of Education, 32(4), 625–639. https://doi.org/10.1080/01596306.2011.601565 Curran, F. C. (2017). Influence over school discipline policy: Variation across levels of governance, school contexts, and time. Education Policy Analysis Archives, 25, 119. https://doi.org/10.14507/epaa.25.3141 Fast, I. (2016). Understanding educational policy formation: The case of school violence policies in Israel. Sociology of Education, 89(1), 59–78. https://doi.org/10.1177/0038040715615923 Giudici, A. (2021). Teacher politics bottom-up: Theorising the impact of micro-politics on policy generation. Journal of Education Policy, 36(6), 801–821. https://doi.org/10.1080/02680939.2020.1730976 Jerrim, J., Morgan, A., & Sims, S. (2023). Teacher autonomy: Good for pupils? Good for teachers? British Educational Research Journal, 49(6), 1187–1209. https://doi.org/10.1002/berj.3892 Lipskey, M. (2010). Street-Level Bureaucracy (30th Anniversary Edition): Dilemmas of the Individual in Public Service. Russell Sage Foundation. Maguire, M., Braun, A., & Ball, S. (2015). ‘Where you stand depends on where you sit’: The social construction of policy enactments in the (English) secondary school. Discourse: Studies in the Cultural Politics of Education, 36(4), 485–499. https://doi.org/10.1080/01596306.2014.977022 Ministry of Education. (2015). Optimal educational climate: Dealing with violent and dangerous events in schools. http://cms.education.gov.il/NR/rdonlyres/1154F6BE-86AD-4262-8745-A9B84F7E57A4/201826/1.pdf [Hebrew] Ministry of Education. (2020). Optimal educational climate: Dealing with violent and dangerous events in schools. https://apps.education.gov.il/mankal/horaa.aspx?siduri=341 [Hebrew] Ministry of Education. (2023). Optimal educational climate: Dealing with violent and dangerous events in schools. https://apps.education.gov.il/mankal/horaa.aspx?siduri=492 [Hebrew] McLure, F. I., & Aldridge, J. M. (2023). Sustaining reform implementation: A systematic literature review. School Leadership and Management, 43(1), 70–98. https://doi.org/10.1080/13632434.2023.2171012 Sandberg, J., & Tsoukas, H. (2015). Making sense of the sensemaking perspective: Its constituents, limitations, and opportunities for further development. Journal of Organizational Behavior, 36, S6–S32. https://doi.org/10.1002/job.1937 Sparks, D., Malkus, N., & Ralph, J. (2015). Public School Teacher Autonomy in the Classroom Across School Years 2003–04, 2007–08, and 2011–12. In U.S Department of Education, Stats in Brief (Issue December). https://nces.ed.gov/pubs2015/2015089.pdf Strauss, A., & Corbin, J. (1998). Basics of qualitative research. Sage. Weick, K. E., Sutcliffe, K. M., & Obstfeld, D. (2005). Organizing and the process of sensemaking. Organization Science, 16(4), 409–421. https://doi.org/10.1287/orsc.1050.0133
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