Urban School Leadership and Government Accountability: Rhetorical Moves and Social Tactics
Author(s):
James Spillane (presenting / submitting)
Conference:
ECER 2011
Format:
Paper

Session Information

Paper Session

Time:
2011-09-14
10:30-12:00
Room:
JK 25/138,G, 20
Chair:
David Gurr

Contribution

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Accountability policies have become commonplace in many countries, used by governments as a strategy for holding school staff responsible for student achievement. Urban schools in particular have felt the pressure of these accountability policies.  This paper examines the school administrative response to accountability policy, describing how policy becomes embedded in work practice in schools through the social tactics and rhetorical moves employed by school leaders.  School leaders have to manage in the middle between policymakers who demand compliance with their accountability policies and their teaching staff who they rely on to meet the demands pressed by these policies.   Our research question:  How do urban school leaders – principals, assistant principals, and teacher leaders – work at convincing teachers to heed and respond to government accountability policies that often threaten their professional autonomy? 

 

 

Our empirical work is framed by a sense-making perspective (Weick, 1995) on policy implementation and by work on social interaction in sociology. From a sense-making perspective, people not only interpret, but also author their environment noticing some cues and not others (Weick, 1995). Arguing that what is crucial is not simply that school staff choose to respond to policy but what they understand themselves to be responding to and how they opt to respond, scholars increasingly use interpretive frames to investigate how human sense-making influences policy implementation (Anagnostopoulos & Rutledge, 2007; Ball, 2006; Coburn, 2005; 2006; Spillane et al., 2006). Grounded in, and extending, this literature, our work is informed by three core sociological constructs: framing, footing, and social tactics. With respect to framing, a common metaphor is the picture frame that signals what to emphasize and deemphasize by demarcating for the viewer what is inside and outside the frame, what is foreground and background (Bateson, 1972).  Framing is also about formula:  Bateson adds to the picture frame analogy the metaphor of mathematical set theory to think about the formula aspect of framing—like set theory, framing provides logic for categorization, and proposes logical relationships among categories.  Thus, framing emerges both as a method of organization (Goffman, 1974) and “a set of dynamic, negotiated, and often contested processes” involved in the production of meaning (Benford & Snow, 2000). Footing connects conceptually to framing as people position themselves—through speech—in relation to one another and to types of discourse, thereby organizing social interaction in particular ways (Goffman, 1981).   Finally, the notion of social skill (Fligstein, 2001) further specifies micro-foundations of social interaction; that is, what actors do—the tactics they deploy—to induce cooperation from others. Tactics include appeal to authority, agenda-setting, capitalizing on ambiguities and uncertainties to seize or clarify, making what’s possible, what’s preferable, more brokering than blustering, press for more than they are likely to get, hard to read and not self-interested, joining groups to reorder preferences, many balls in the air to ensure some wins, get others to believe they are in control, and create alliances and outliers. 

Method

This paper is based on data from a theory building longitudinal study that involved surveying, interviewing, shadowing, observing (often videotaping) meetings, and collecting artifacts at four purposefully selected urban elementary schools in a large US city (Glaser & Strauss, 1967). We spent 50-70 days per school year collecting data over two school years in three of the schools and for an additional two years in the fourth school. We observed a variety of organizational routines in practice (including faculty, grade-level, literacy committee, mathematics committee, and school improvement team meetings), and informal conversations in hallways and lunchrooms. For this paper we used NVivo to code transcripts and field-notes of school meetings (e.g., faculty meetings, grade level meetings) and interview transcripts. Informed by our theoretical framing, coding focused on the social tactics and rhetorical moves employed by school leaders to gain teachers’ cooperation. Our analysis examined how tactics differed depending on the substance of the interaction, the particular organizational routine, over time and in relation to leaders’ formal positions within the organization.

Expected Outcomes

First, government accountability policy figured prominently in school leaders interactions with their teachers. In contrast with school leaders’ talk where policy was typically referenced directly, however, in administrative practice policy took on multiple forms as invoked by school leaders in their day-to-day interactions with teachers. For example, school leaders often used ‘reported speech’ to reference state and district accountability policy, often of a popular or prominent district policymaker. Second, to gain the cooperation of their staff, school leaders appealed to authority but also employed an array of other social tactics and rhetorical moves. These tactics involved school leaders in both framing and footing vis-à-vis both the external policy environment and the internal school environment. Efforts at framing involved school leaders positioning themselves vis-à-vis key stakeholders and they attempted to argue for a particular framing from different positions. Common tactics used by school leaders included working to make what’s possible, what’s preferable for their staff, using of story to persuade, joining groups to reorder preferences, and getting teachers to believe they are in control. Third, the tactics deployed by leaders differed depending on the substance of the interaction, the particular organizational routine, over time, and in relation to formal position.

References

Anagnostopoulos, Dorothea and Stacey Rutledge (2007). Making Sense of School Sanctioning Policies in Urban High Schools Teachers College Record 109(5)1261-1302. Ball, Stephen J. Education Policy and Social Class (2006). New York: Routledge Press. Coburn, Cynthia E. (2006). Framing the Problem of Reading Instruction: Using Frame Analysis to Uncover the Microprocesses of Policy Implementation American Educational Research Journal Vol 43(3) 343-379. Fligstein, N. (2001). Social Skill and the Theory of Fields. Sociological Theory, 19(2). Glaser, B., & Strauss, A. L. (1967). The discovery of grounded theory: Strategies for qualitative research. Chicago: Aldine. Goffman, Erving. (1974).Frame Analysis: And Essay on the Organization of Experience Cambridge: Harvard U Press. Goffman, Erving. (1981). Forms of Talk Philadelphia: U of Penn Press. Weick, Karl E. (1995). Sensemaking in Organizations London: Sage Publications.

Author Information

James Spillane (presenting / submitting)
Northwestern University
Human Development and Social Policy
Evanston

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